Municipal Securities Rulemaking Board

Results: 1131



#Item
361Business / Public finance / United States Generally Accepted Accounting Principles / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Comprehensive annual financial report / Government Finance Officers Association / Municipal bond / Financial statement / Accountancy / Self-regulatory organizations / Economy of the United States

National Association of State Auditors, Comptrollers and Treasurers International City/County Management Association National Association of Counties

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Source URL: www.sec.gov

Language: English - Date: 2009-09-09 11:20:49
362Financial system / Investment / Municipal Securities Rulemaking Board / Securities / Bonds / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Securities Industry and Financial Markets Association / ACT / United States securities law / Financial economics / Self-regulatory organizations

Microsoft Word - SIFMA Comment Letter - MSRB Proposal on G-16 and G-9 to Facilitate Risk Based Compliance Examinations[removed]

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Source URL: www.sec.gov

Language: English - Date: 2011-11-22 13:56:04
363Financial statements / Self-regulatory organizations / Corporate governance / U.S. Securities and Exchange Commission / Municipal Securities Rulemaking Board / Chief financial officer / Fiscal year / Regulation S-X / Accountancy / Business / Finance

Microsoft Word - Document1

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Source URL: www.sec.gov

Language: English - Date: 2009-09-04 10:44:47
364Democratic Senatorial Campaign Committee / United States Senate / Municipal Securities Rulemaking Board / National Republican Congressional Committee / Democratic Party / Political party committee / Democratic National Committee / Hill Committees / Political parties in the United States / Politics of the United States

Perkins Coie 607 Fourteenth Street N.W. Washington, D.C[removed] 1 1

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Source URL: www.sec.gov

Language: English - Date: 2005-09-08 12:23:14
365Financial system / Financial services / Securities / Municipal Securities Rulemaking Board / Financial adviser / Dodd–Frank Wall Street Reform and Consumer Protection Act / Broker-dealer / Underwriting / Registered Investment Advisor / Financial economics / Finance / Self-regulatory organizations

Microsoft Word - MSRB Rule A-3.doc

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Source URL: www.sec.gov

Language: English - Date: 2010-09-22 16:16:19
366Economic policy / Comprehensive annual financial report / U.S. Securities and Exchange Commission / Government Finance Officers Association / Electronic Municipal Market Access / Economy of the United States / Accountancy / Municipal Securities Rulemaking Board

I Oregon J\1unicipal Finance Officers Association i I II

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Source URL: www.sec.gov

Language: English - Date: 2009-09-09 11:16:45
367Financial markets / Bonds / Securities / Stock market / Self-regulatory organizations / Securities Industry and Financial Markets Association / Municipal Securities Rulemaking Board / Electronic Municipal Market Access / Auction rate security / Financial economics / Finance / Investment

December 19, 2008 Florence E. Harmon Acting Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2008-12-22 13:51:47
368Government / Self-regulatory organizations / 73rd United States Congress / Law / U.S. Securities and Exchange Commission / Municipal Securities Rulemaking Board / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / Rulemaking / United States Securities and Exchange Commission / Financial regulation / United States securities law

Municipal Advisor Registration: Complying with SEC and MSRB Rules Hosted by the Municipal Securities Rulemaking Board and Staff of the SEC’s Office of Municipal Securities August 19, 2014

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Source URL: www.msrb.org

Language: English - Date: 2014-08-19 16:56:30
36973rd United States Congress / United States Securities and Exchange Commission / Financial economics / Self-regulatory organizations / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities and Exchange Commission / Municipal Securities Rulemaking Board / United States securities law / Financial regulation / Government

#.. SEC-30 System name: Office of General Counsel Work Files--SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system:

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Source URL: www.sec.gov.

Language: English - Date: 2007-08-24 13:28:06
370Financial system / 73rd United States Congress / United States Securities and Exchange Commission / Self-regulatory organizations / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities and Exchange Commission / Municipal Securities Rulemaking Board / United States securities law / Financial economics / Finance

#..SEC-9 System name: Correspondence Files Pertaining to Registered Broker-Dealers--SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Records also are maintained in the SEC Regional and Dist

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Source URL: www.sec.gov.

Language: English - Date: 2007-08-24 13:08:31
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